-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THV2eBadk2mVEb61Oz7N3FHmY8Bb1vgOfFg2yl91QPjtfQLS00UMh/6714a8AuSG YVIOYDYJwWSDq5Aph79sOg== 0000912057-02-038247.txt : 20021010 0000912057-02-038247.hdr.sgml : 20021010 20021010162931 ACCESSION NUMBER: 0000912057-02-038247 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERWAVE COMMUNICATIONS INTERNATIONAL LTD CENTRAL INDEX KEY: 0001095478 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 980155633 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60947 FILM NUMBER: 02786522 BUSINESS ADDRESS: STREET 1: C/O CODAN SERVICES LTD CLARENDON HOUSE STREET 2: 2 CHURCH STREET PO BOX HM 1022 CITY: HAMILTON, BERMUDA ZIP: 00000 BUSINESS PHONE: 4412955950 MAIL ADDRESS: STREET 1: C/O CODAN SERVICES LTD CLARENDON HOUSE STREET 2: 2 CHURCH STREET PO BOX HM 1022 CITY: HAMILTON BERMUDA STATE: D0 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UTSTARCOM INC CENTRAL INDEX KEY: 0001030471 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 521782500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1275 HARBOR BAY PARKWAY STREET 2: STE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5108648800 MAIL ADDRESS: STREET 1: 1275 HARBOR BAY PARKWAY STREET 2: STE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 SC 13G 1 a2091053zsc13g.htm SCHEDULE 13G

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

OMB APPROVAL

 

 

OMB Number:          3235-0145

 

 

Expires:          October 31, 2002

 

 

Estimated average burden
hours per response..............14.9

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.           )*

 

interWAVE COMMUNICATIONS INTERNATIONAL, LTD.

(Name of Issuer)

 

Common Shares, par $0.001 per share

(Title of Class of Securities)

 

G4911N 10 2

(CUSIP Number)

 

September 30, 2002

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o            Rule 13d-1(b)

ý            Rule 13d-1(c)

o            Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 

Schedule 13G

 

Page 2 of 4

 

CUSIP NO. G4911N 10 2

1.

 

Names of Reporting Persons.  I.R.S. Identification Nos. of above persons (entities only).

UTStarcom, Inc. FEIN: 52-1782500

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) o

(b) o

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization  Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

 

Sole Voting Power  5,836,575

 

6.

 

Shared Voting Power  0

 

7.

 

Sole Dispositive Power  5,836,575

 

8.

 

Shared Dispositive Power  0

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person  5,836,575

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)  8.56%

 

12.

 

Type of Reporting Person (See Instructions)

 

 

 

 

 

CO

 

 

 

 

 

 

 

 

 

 

 

 

 



 

Schedule 13G

 

Page 3 of 4

 

Item 1.

(a)                       Name of Issuer

                                                            interWAVE Communications International, Ltd.

(b)                      Address of Issuer’s Principal Executive Offices

            Clarendon House, 2 Church Street, P.O. Box HM1022, Hamilton HM DX, Bermuda

Item 2.

(a)                       Name of Person Filing

                                                            UTStarcom, Inc.

(b)                      Address of Principal Business Office or, if none, Residence

                                                            1275 Harbor Bay Parkway, Suite 100, Alameda, CA 94502

(c)                       Citizenship

                                                UTStarcom, Inc. is a Delaware Corporation

(d)                      Title of Class of Securities

                                                            Common Shares, par value $0.001 per share

(e)                       CUSIP Number

                                                            G4911N 10 2

 

Item 3.                                   Inapplicable.

Item 4.                    Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)                      Amount beneficially owed:  5,836,575     

(b)                     Percent of class:  8.56%                   

(c)                      Number of shares as to which the person has:

(i)                         Sole power to vote or to direct the vote:  5,836,575               

(ii)                      Shared power to vote or to direct the vote:  0                                

(iii)                   Sole power to dispose or to direct the disposition:  5,836,575                   

(iv)                  Shared power to dispose or to direct the disposition of:  0                           

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).

Item 5.       Ownership of Five Percent or Less of a Class

                                                Inapplicable.

 

 



 

Schedule 13G

 

Page 4 of 4

 

Item 6.                    Ownership of More than Five Percent on Behalf of Another Person

                                                            Inapplicable.

Item 7.                    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

                                                            Inapplicable.

Item 8.                    Identification and Classification of Members of the Group

                                                            Inapplicable.

Item 9.                    Notice of Dissolution of Group

                                                            Inapplicable.

Item 10.             Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: October 10, 2002

UTSTARCOM, INC.

 

 

 

 

By:

/s/ Hong Lu

 

Name: Hong Lu

 

Title: President and Chief Executive Officer

 

 

 

 

 

 

 

 




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